Japan’s SMBC to Acquire 20% Stake in Yes Bank

Japan’s Sumitomo Mitsui Banking Corporation (SMBC) will acquire a 20% stake in Yes Bank for ₹13,482 crore, marking the largest-ever cross-border investment in India’s banking sector.

Key Highlights

  • SMBC will buy shares at ₹21.50 apiece, valuing Yes Bank at $7.9 billion.
  • Stake acquisition:
    • 13.19% from State Bank of India (SBI)
    • 6.81% from other private bank shareholders
  • SBI and other banks entered Yes Bank in 2020 as part of a rescue package led by the RBI.
  • This stake sale offers a partial exit route for SBI and helps Yes Bank strengthen its strategic position with a global partner.
  • Yes Bank stands to benefit from SMBC’s A1 / A- credit rating, which may reduce the cost of funds.

Impact and Future Plans

  • SMBC aims to increase stake over time, possibly triggering an open offer, though voting rights capped at 26% (as per RBI rules).
  • SMBC to get 2 board seats in Yes Bank.
  • SMBC may merge its NBFC arm, SMFG India Credit, and a proposed wholly owned banking subsidiary into Yes Bank in the future.
  • The Yes Bank brand may or may not be retained if SMBC gains a controlling stake.

Regulatory Context & Background

  • RBI approval is mandatory for any entity acquiring over 10% stake in an Indian bank.
  • SBI currently holds 23.99%, down from 49% post-2020 restructuring.
  • Other banks’ current holdings in Yes Bank:
    • HDFC Bank – 2.75%
    • ICICI Bank – 2.39%
    • Kotak Mahindra Bank – 1.21%
    • Axis Bank – 1.01%
  • The 2020 restructuring plan included a ₹10,000 crore capital infusion by SBI, LIC, and other lenders under RBI supervision.

About SMBC

  • SMBC is a wholly owned subsidiary of Sumitomo Mitsui Financial Group (SMFG), Japan’s second-largest banking group.
  • Total assets: $2 trillion (as of December 2023).
  • Operates in: India since 2013 with branches in Delhi, Mumbai, and Chennai.
  • Past India investments:
    • 4.5% stake in Kotak Mahindra Bank (exited in March 2024)
    • 100% ownership of Fullerton India (initially acquired 74.9% in 2021)

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