SEBI’s New Guidelines on Intraday Monitoring of Index Derivatives

The Securities and Exchange Board of India (SEBI) has introduced new monitoring guidelines for intraday position limits in index derivatives, effective April 1, 2025. Additionally, SEBI has streamlined the follow-on offer (FPO) process for Real Estate Investment Trusts (REITs) and Infrastructure Investment Trusts (InvITs) to enhance capital-raising efficiency.

SEBI’s Intraday Monitoring of Index Derivatives

Key Changes Effective from April 1, 2025:

  • Stock exchanges must monitor existing position limits for index derivatives on an intraday basis.
  • Minimum of four snapshots of market positions must be taken randomly during trading hours.
  • Exchanges may increase the number of snapshots, but at least four are mandatory.
  • No penalties will be imposed on intraday breaches until further notice.

Reason for Implementation:

  • Market participants, including brokers and traders, raised concerns about technical readiness for real-time monitoring.
  • SEBI is transitioning towards a delta-based or futures-equivalent limit framework, as proposed in its February 2025 consultation paper.
  • This ensures smooth adaptation while reducing the burden on market infrastructure.

Proposed New Position Limits for Index Derivatives:

InstrumentEnd-of-Day LimitIntra-Day Limit
Index Options₹500 crore (Net) / ₹1,500 crore (Gross)₹1,000 crore (Net) / ₹2,500 crore (Gross)
Index Futures₹1,500 crore (Earlier ₹500 crore)₹2,500 crore
  • Applies to all market participants – Foreign Portfolio Investors (FPIs), Mutual Funds, traders, and retail clients.

Expected Benefits:

  • Enhanced risk management and transparency in Futures & Options (F&O) trading.
  • Market participants can make better-informed trading decisions.
  • Minimizes disruptions while transitioning to a new monitoring framework.

SEBI’s Fast-Track FPO Framework for REITs & InvITs

Key Features:

Sponsors receiving preferential units in a REIT/InvIT FPO must adhere to lock-in periods:

  • 15% of allotted units locked in for 3 years.
  • Remaining units locked in for 1 year.
  • Inter-group transfer guidelines introduced for REITs and InvITs.
  • New FPO rules take effect immediately, covering listing approvals, offer documents, and public unit holding requirements.

Process for REITs & InvITs to Raise Funds via FPO:

  • Obtain in-principle approval from stock exchanges where units are listed.
  • File necessary documents with SEBI post-merchant banker approval.
  • Follow SEBI’s guidelines for minimum public unit holdings and disclosures.

Expected Benefits:

  • Faster access to capital for REITs/InvITs, promoting infrastructure growth.
  • Increased investor confidence through a structured and transparent process.
  • Stronger regulatory framework for sponsor unit allocations and market participation.

Connect with our Social Channels

Share With Friends

Leave a Comment

Your email address will not be published. Required fields are marked *

Scroll to Top